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Private Placements

Companies, large and small, rely on Regulation D of the Securities Act of 1933 to conduct private capital raises. Reg D is simply an exemption which allows companies to raise funds without engaging in the process of “going public.” While Reg D does offer a more cost effective means of raising capital, it does create some barriers a public offering does not. With some exceptions, investors in Reg D private placements must be accredited. Accredited investors must meet one of several criteria focused on net worth and income. Additionally, the number of investors in a Reg D offering is limited. This number will be increased with the implementation of the recently passed JOBS Act.

Because of these barriers, Reg D offerings have typically had limited distribution. FNEX enables companies, and the investment banks serving them, to reach a large crowd of potential investors previous to the enacting of the JOBS Act legislation. FNEX offers investors the ability to see private placements, previously only available to the wealthy.


Introduction to Private Placements Click for More Information
Financing Your Business by Private Placement Click for More Information
SEC Lifts Ban on General Solicitation Click for More Information


What constitutes a Reg D offering?

For information regarding Reg D please go the link below:

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What kinds of businesses use private placements?

In short, all types of businesses. Even publicly traded firms can conduct private placements. For information about trends in private placements click the link below.

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Why do companies raise money privately?

Private offerings are cost-effective and allow firms to raise funds without incurring the ongoing regulatory costs associated with publicly traded firms. For more information on why firms stay private see the link below:

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Private Placements

Learn about investments in Private Placements.

Questions about FNEX? Contact us

888 580 2588

“As an accredited investor, I know how difficult it is to find alternative investments. FNEX is the best utility for deal sourcing and completing a transaction I've seen." - Brian Williams Managing Director, Limestone Partners, investing in private securities since 1997

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Private Companies
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Private Funds